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Brian Hamburger
Founder and Managing Director
MarketCounsel, LLC |
Speaker Biography:
Brian Hamburger is the founder and managing director of MarketCounsel, LLC the leading business and regulatory compliance-consulting firm to the country's pre-eminent entrepreneurial independent investment advisors. He is also the founder and managing member of the Hamburger Law Firm, a boutique firm practicing in areas pertaining to investment and securities law as well as corporate and employment matters. Mr. Hamburger is admitted to the bars of New Jersey, New York, Pennsylvania, Massachusetts, the District of Columbia, as well as the US Supreme Court. He is a member of the American Bar Association (Business Law Section) and other bar associations; the Securities Industry and Financial Markets Association, Compliance & Legal Division; National Society of Compliance Professionals; Financial Planning Association; and Society of Financial Service Professionals. He is a a frequent lecturer to regional and national groups in the securities industry including members of the wealth management, investment management, financial planning, accounting, and insurance professions. For the past several years, Mr. Hamburger has been engaged by the North American Securities Administrators Association (NASAA) to train state securities examiners on investment advisor regulatory compliance. He maintains his FINRA securities licenses (Series 7, 63, and 65), is a member of the FINRA Dispute Resolution Board of Arbitrators, and has served as an arbitrator for the New York Stock Exchange. Mr. Hamburger was recently awarded the Accredited Investment Fiduciary Analyst(AIFA) designation by the Center for Fiduciary Studies. A graduate of Quinnipiac College, he received his BS with the school's first dual major in economics and financial management. Mr. Hamburger earned his Juris Doctorate from the University of Miami School of Law, where he was the recipient of a Dean's Service Scholarship and the President's Pinnacle Award for his role as editor-in-chief of the Res Ipsa Loquitur, the bi-weekly journal of the University of Miami School of Law.
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PD = Panel Discussion |
OC = Opening Ceremonies |
PS = Paid Session |
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WS = Sponsor Workshop |
KP = Keynote Presentation |
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Special Notice: The Symposium Schedule is subject to change. Please check back frequently for revisions, additions, and possible cancellations to ensure that you have the most accurate and up-to-date information. Be sure to consult the Symposium Schedule, which you will receive at the Delegate Registration Desk at the Symposium. Also, please be sure to pick up Daily Program Updates at the Registration Desk each morning of the Symposium to check on changes that may have occurred since the Symposium Schedule went to print.
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