Terry Lister

Terry Lister is senior vice president and chief regulatory officer with Waddell & Reed, Inc. He previously served as general counsel and director of government affairs with the Financial Services Institute, an advocacy organization whose core constituency is independent broker/dealers. Prior to that, Mr. Lister was general counsel and director of compliance with Cambridge Investment Research. He has dealt with issues concerning regulatory and compliance issues and represented clients in various SEC, SRO, state enforcement, and civil actions. Mr. Lister has served as regional counsel to NASD District 3, chief of enforcement with the Missouri Securities Division, and counsel and director of compliance with Hanifen, Imhoff Inc., a regional NYSE member broker/dealer in Denver. He received a BS from the University of Missouri Columbia and a JD from the University of Missouri Kansas City.